We are seeking a knowledgeable and proactive ComplianceManager to join our company which is authorised by the Malta FinancialServices Authority (MFSA) as a Crypto-Asset Service Provider in terms of the EUMarkets in Crypto-Assets Regulation (MiCAR). The role is focused on ensuring compliance with all applicable regulatory obligations, particularly those under the MFSA Rulebook for EMIs, PSD2, EBA Guidelines, DORA (Digital Operational Resilience Act), MiCA (Markets in Crypto-AssetsRegulation) and the MFSA’s MICA Rulebook
The Compliance Manager, reporting to the Head of Compliance and MLRO, will be responsible for maintaining the institution’s compliance framework, conducting internal compliance monitoring, and supporting the business in navigating complex regulatory requirements.
Key Responsibilities
- Implement and maintain the institution’s regulatory compliance framework, ensuring adherence to MFSA regulations, PSD2 requirements applicable to EMIs, and MiCA requirements applicable to Crypto-Asset Service Providers.
- Take ownership of the firm’s compliance with DORA, including risk assessments, incident reporting, third-party risk management, and operational resilience testing.
- Monitor ongoing regulatory developments at both local and EU levels (e.g., MFSA Circulars, EBA Guidelines, ESMA publications, EU regulations), assess their impact on the business, and ensure timely implementation.
- Maintain and update internal compliance policies, manuals, and procedures in line with applicable laws, regulatory requirements, and best practices.
- Prepare and submit all required regulatory reports, notifications, and filings to the MFSA and other relevant authorities.
- Conduct regular compliance monitoring reviews and support internal audits in line with the compliance monitoring plan.
- Assist with regulatory inspections, information requests, and the implementation of any necessary remediation actions.
- Deliver compliance training and awareness sessions to staff on relevant obligations and regulatory developments as required.
Qualifications & Skills
- Minimum of 3 years’ experience in a compliance role within a regulated financial institution, preferably within an EMI, PSP, or fintech company.
- Strong working knowledge of:
- MFSA Rules for EMIs
- PSD2
- DORA (EU Regulation 2022/2554)
- MiCA (Markets in Crypto-Assets Regulation)
- Excellent written and verbal communication skills.
- High attention to detail and strong organisational and analytical abilities.
- Ability to work both independently and collaboratively within a team.
- A degree in Finance, Law, Business Administration, or a related field is considered an asset.
